Papers by Yi Guo
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| Challenge: | Existing dialogue state tracking approaches rely on ontology already defined, where all slots and their possible values are given. |
| Approach: | They propose a new architecture to exploit domain ontology by using Slot Attention and Value Normalization . they supplement the annotation of supporting span for MultiWOZ 2.1, which is the shortest span in utterances to support the labeled value. |
| Outcome: | The proposed architecture exploits ontology and can convert supporting spans to values. |
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| Challenge: | Large language models (LLMs) have revolutionized general natural language preprocessing tasks, but their performance in financial domains is not evaluated comprehensively. |
| Approach: | They propose a framework to evaluate financial language models on financial tasks . they compare performance of auto-encoding language models and ChatGPT . |
| Outcome: | The proposed framework compares the performance of auto-encoding language models and the LLM ChatGPT on financial tasks. |
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| Challenge: | a novel multi-task learning framework for domain-specific natural language understanding tasks addresses these limitations by combing multiple tasks into a single framework. |
| Approach: | They propose a multi-task learning framework that decomposes the language model into modular skill components and employs a dynamic, learnable skill-combination mechanism to adaptively handle diverse tasks. |
| Outcome: | The proposed framework surpasses conventional multi-task learning approaches in performance. |
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| Challenge: | Prior research on linguistic mechanisms of large language models is limited by coarse granularity, limited analysis scale, and narrow focus. |
| Approach: | They propose a framework for analyzing the linguistic mechanisms of large language models based on Sparse Auto-Encoders. |
| Outcome: | The proposed framework extracts Chinese and English linguistic features across four dimensions . it uncovers intrinsic representations of linguistic knowledge in LLMs and can control outputs . |
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| Challenge: | Existing methods for analyzing and utilizing toxic samples are limited . current methods fail to fully harness their potential . |
| Approach: | They propose a diverse detoxification framework that leverages toxic samples' diversity . they propose MPSG strategy and SC-DPO approach to elicit personalized toxic responses . |
| Outcome: | The proposed framework could be used to optimize large language models for user safety . it incorporates two components: MPSG strategy and SC-DPO approach . |
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| Challenge: | Existing approaches to mathematical reasoning rely on static heuristics or pre-determined reasoning strategies. |
| Approach: | They propose an adaptive framework that integrates fuzzy theory into LLM-based mathematical reasoning. |
| Outcome: | The proposed framework outperforms state-of-the-art models while offering effective and interpretable diagnostics of intermediate problem-solving states. |
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| Challenge: | acquiring domain-specific knowledge often requires professional expert manpower. |
| Approach: | They propose a generic framework for generating evaluation datasets for domain-specific LLMs. |
| Outcome: | The proposed framework reduces the reliance on expert manpower while ensuring that the collected data is uniformly distributed. |
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| Challenge: | Existing methods to mitigate human-like biases in pretrained language models are based on external corpora and require a distribution alignment loss to mitigate them. |
| Approach: | They propose an automatic method to mitigate biases in pretrained language models by searching for biased prompts such that cloze-style completions are the most different with respect to different demographic groups. |
| Outcome: | The proposed method reduces biases in pretrained language models, including gender and racial bias, and improves fairness of the models. |
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| Challenge: | Existing benchmarks focus on a single reasoning type and ask human annotators to write candidate statements related to the particular type of commonsense. |
| Approach: | They propose a new commonsense reasoning dataset based on human’s Interactive Fiction (IF) gameplaywalkthroughs. |
| Outcome: | The proposed dataset is challenging to previous machine reading models and large language models with a significant 20%performance gap compared to human experts. |
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| Challenge: | Existing studies on controlled text generation focus on single-attribute control, but in practical applications, they lack controllability. |
| Approach: | They propose a framework for multi-attribute controlled text generation that can effectively generate texts with more attributes. |
| Outcome: | The proposed framework achieves remarkable controllability while keeping the text fluent and diverse. |
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| Challenge: | Pre-trained models on document images with transformer-based backbones have led to significant performance gains in this field. |
| Approach: | They propose a multi-modal pre-training model that combines text, layout and image . they propose to use local 1D position instead of global 1D positions as layout input . |
| Outcome: | The proposed model can achieve state-of-the-art results on a wide variety of VrDU problems. |
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| Challenge: | prevailing approaches to preference alignment focus on pairwise comparisons, with limited exploration into multi-response scenarios. |
| Approach: | They propose a listwise reward enhancement approach that integrates offline rewards of multiple responses into a streamlined listwise framework. |
| Outcome: | The proposed approach outperforms existing methods on dialogue and summarization tasks with good transferability to out-of-distribution data. |
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| Challenge: | Existing studies have focused on adversarial defenses against pretrained language models. |
| Approach: | They propose an adversarial defensing algorithm that inserts tokens into input sequences . they show an improvement in accuracy between 3.2 and 11.1 absolute points . |
| Outcome: | The proposed algorithm improves model accuracy on clean and polluted inputs compared with state-of-the-art models . |
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| Challenge: | Existing methods for Knowledge Base Question Answering rely on semantic parsing and information retrieval. |
| Approach: | They propose a contrastive regularization based method to extract correct answer entities from a context knowledge base and a corresponding question. |
| Outcome: | The proposed method achieves state-of-the-art performance on the WebQuestionsSP dataset and the effectiveness of proposed modules is also evaluated. |
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| Challenge: | Existing GUI reasoning methods rely on direct screen-based decision-making, which lacks interpretability and overlooks a comprehensive understanding of UI elements, ultimately leading to task failure. |
| Approach: | They propose a GUI reasoning paradigm that treats the GUI reasoning task as a cyclic ***Screen-UI elements-Action** process. |
| Outcome: | The proposed paradigm achieves state-of-the-art UI understanding performance while yielding superior results in GUI reasoning tasks. |
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| Challenge: | Existing slot filling models memorize inherent patterns of entities and contexts from training data. |
| Approach: | They propose a perturbed semantic structure awareness transferring method for slot filling models . they use two MLM-based training strategies to learn contextual semantic structure and word distribution . |
| Outcome: | The proposed method outperforms existing methods and gains strong generalization while preventing model from memorizing inherent patterns of entities and contexts. |
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| Challenge: | Recent advances in multimodal pre-trained models have significantly improved information extraction from visually-rich documents (VrDs). |
| Approach: | They propose a method to predict token sequences within visually-rich documents by a simple prediction head. |
| Outcome: | The proposed method can be used to predict token mentions as token sequences within documents. |
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| Challenge: | Existing safety benchmarks focus on explicitly harmful content, but ignore context-dependent expressions such as dogwhistles. |
| Approach: | They propose a benchmark for evaluating LLM safety under dogwhistle-driven prompts . their findings expose a blind spot in current safety evaluation practices . |
| Outcome: | The proposed benchmark compared safety performance with toxic terms using dogwhistle-driven prompts. |
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| Challenge: | Large Language Models (LLMs) are widely used for writing economic analysis reports or providing financial advice, but their ability to understand economic knowledge and reason about potential results of economic events or actions lacks systematic evaluation. |
| Approach: | They propose a dataset to evaluate LLMs’ knowledge and reasoning abilities in the economic domain. |
| Outcome: | The proposed dataset evaluates LLMs’ knowledge and reasoning abilities in the economic domain. |
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| Challenge: | Existing approaches to image-text retrieval ignore semantic discrepancies caused by syntactic structure in natural language expressions and relationships among visual entities. |
| Approach: | They propose a visual-linguistic dependency encoder framework which explicitly models the dependency information among textual words and interaction patterns between image regions. |
| Outcome: | The proposed framework outperforms existing methods on a vision-linguistic compositional structure reasoning dataset. |
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| Challenge: | Despite LLMs' impressive capabilities in musical knowledge, music reasoning remains an unsolved task. |
| Approach: | They propose an open-source large language model (LLM) that integrates intrinsic musical abilities into LLaMA2 and GPT-3.5. |
| Outcome: | The proposed model can understand and generate music with a pure text tokenizer without external multi-modal neural structures or tokenizers. |
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| Challenge: | Existing image captioning models require large trainable parameters to bridge visual and textual representations. |
| Approach: | They propose a lightweight image captioning network in combination with continuous diffusion that injects prefix image embeddings into denoising process of diffusion model. |
| Outcome: | The proposed method generates diverse captions with relatively less parameters while maintaining fluency and relevance compared with other models. |
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| Challenge: | Prior evaluation pipelines fail to evaluate factuality of long-form LLMs due to inefficiency and costly human assessment. |
| Approach: | They propose a fast and strong evaluation pipeline that can evaluate factuality of long-form LLMs . they propose 'faStFact' to reduce cost of web searching and inference calling . |
| Outcome: | The proposed evaluation pipeline achieves highest alignment with human evaluation and efficiency among existing baselines. |
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| Challenge: | Existing methods for financial sentiment analysis use random splits of a dataset into training and testing to ensure there is no distribution shift between training and deployment. |
| Approach: | They propose a method that combines out-of-distribution detection with time series modeling for temporal financial sentiment analysis. |
| Outcome: | The proposed method improves the model’s ability to adapt to evolving temporal shifts in a volatile financial market. |
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| Challenge: | Existing evaluations of LLMs in finance are text-only, monolingual, and largely saturated by current models. |
| Approach: | They propose a multilingual and multimodal benchmark for evaluating LLMs in real financial contexts. |
| Outcome: | The first expert-annotated multilingual and multimodal benchmark is released . it evaluates 21 leading LLMs and shows they perform better in multilingual settings . |
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| Challenge: | Generative retrieval models can be used to generate ranked lists of potentially relevant document identifiers for a user query. |
| Approach: | They propose a synthetic data generation strategy for a two-stage training framework that focuses on learning to decode document identifiers from queries and a strategy for mining hard negatives based on initial model's predictions. |
| Outcome: | The proposed model can generate ranked lists of potentially relevant document identifiers for a user query and then refine ranking through preference learning. |
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| Challenge: | Low-Rank Adaptation (LoRA) adapts large language models by training only a small fraction of parameters, but as the rank of the low-rank matrices increases, LoRA exhibits an unstable “double descent” phenomenon, which delays convergence and impairs generalization by causing instability due to the attraction to sharp local minima. |
| Approach: | They propose a framework that incorporates Momentum-Guided Perturbation Optimization (MGPO) MGPO stabilizes training dynamics by mitigating double descent phenomenon and guiding weight perturbations using momentum vectors from the optimizer’s state. |
| Outcome: | The proposed framework improves performance on natural language understanding benchmarks and shows that it improves convergence and generalization. |
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| Challenge: | PTLMs have shown remarkable success in multiple information extraction tasks . however, their performance in real-world scenarios falls short of expectations . |
| Approach: | They propose to use an entity-centric dataset to evaluate PTLMs' performance . they find that inadequate annotations in benchmark datasets lead to spurious correlations . |
| Outcome: | The proposed dataset disentangles the falsely-coupled segment and entity annotations that arises from the block-level annotation of FUNSD. |
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| Challenge: | Existing work on dialogue meaning representations is limited in scalability for complex expressions. |
| Approach: | They propose a pliable and easily extendable representation for task-oriented dialogue . they propose an inheritance hierarchy mechanism focusing on domain extensibility . |
| Outcome: | The proposed representation can be easily extended to a task-oriented dialogue dataset. |
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| Challenge: | Existing models of layout reading order do not convey the complete reading order information in the layout. |
| Approach: | They propose to model layout reading order as ordering relations over layout elements . they propose a reading-order-relation-enhancing pipeline to improve model performance . |
| Outcome: | The proposed model outperforms existing models on a visual-rich document dataset and on eight cross-domain VrD-IE/QA tasks without targeted optimization. |
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| Challenge: | Existing methods for document-level event extraction struggle due to two intrinsic challenges: nested arguments and multiple events. |
| Approach: | They propose a role-interactive multi-event head attention network to solve two challenges . they map different events to multiple subspaces and then determine whether the current event exists . |
| Outcome: | The proposed model improves on two widely used DEE datasets on the Internet. |
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| Challenge: | Existing methods for hateful video detection rely on unimodal analysis or feature fusion . Existing tools struggle to capture cross-modal interactions and reason through implicit hate in sarcasm and metaphor . |
| Approach: | They propose a reasoning-based hateful video detection framework with multimodal large language models . they integrate Chain-of-Thought reasoning to enhance multimodal interaction modeling . |
| Outcome: | The proposed framework outperforms existing tools on two public datasets covering English and Chinese. |
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| Challenge: | Backdoor attacks are a new threat to neural natural language processing models due to the fragility and lack of interpretability of NLP models. |
| Approach: | They propose a method to perform backdoor attacks without an external trigger . they propose to use clean-labeled examples to generate poisoned clean-labelled examples . |
| Outcome: | The proposed strategy is effective and hard to defend due to its triggerless nature. |
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| Challenge: | Model merging is a widespread technology in large language models that integrates multiple task-specific LLMs into a unified one. |
| Approach: | They propose a model merging approach that trains a phishing model capable of stealing privacy using a privacy phish instruction dataset. |
| Outcome: | The proposed model cloaking method mimics a specialized capability to conceal attack intent, luring users into merging the phishing model. |
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| Challenge: | Chain-of-thought (CoT) prompting is a technique to enhance the reasoning abilities of Large language models (LLMs) however, the reasoning chains of demonstrations are observed to be prone to errors, which can lead to incorrect reasoning during inference. |
| Approach: | They propose an iterative bootstrapping technique to enhance the reasoning abilities of Large language models (LLMs) by generating a series of reasoning steps to obtain the answer, and using the reasoning chains as exemplars to demonstrate the task. |
| Outcome: | The proposed method improves the performance of Large language models (LLMs) on three reasoning tasks on ten datasets. |
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| Challenge: | Existing methods to understand acceptable behavior have focused on a single culture and manually built datasets from non-conversational settings. |
| Approach: | They propose a framework to automatically extract culture-specific norms from multi-lingual conversations. |
| Outcome: | The proposed framework extracts culture-specific norms from multi-lingual conversations. |
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| Challenge: | Recent work has shown that language models are susceptible to biases present in the training dataset. |
| Approach: | They propose to use natural sentence prompts to analyze gender-occupation biases in language models. |
| Outcome: | The proposed dataset can be used to analyze gender-occupation biases in language models. |
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| Challenge: | Non-autoregressive translation models suffer from the multi-modality problem when a source sentence corresponds to multiple correct translations. |
| Approach: | They propose to decompose the syntactic multi-modality problem into short- and long-range models and evaluate them on synthesized and real datasets. |
| Outcome: | The proposed loss functions can handle short- and long-range syntactic multi-modalities better than existing models. |
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| Challenge: | Root cause analysis (RCA) in Micro-services architectures with escalating complexity is challenging due to fault propagation and circular dependencies among nodes. |
| Approach: | They propose a framework where multiple agents follow Agent Workflow and collaborate in blockchain-inspired voting to ensure the reliability of root cause analysis. |
| Outcome: | The proposed framework reduces the number of steps and standardizes task processing through Agent Workflow. |
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| Challenge: | Existing systems for automatic poetry generation are model-oriented, resulting in poor user participation. |
| Approach: | They propose a human-machine collaborative Chinese classical poetry generation system called Jiuge . Jiuge allows users to revise unsatisfied parts of a generated poem draft repeatedly . |
| Outcome: | The proposed system allows users to revise unsatisfied parts of a generated poem draft repeatedly. |
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| Challenge: | Recent advances in preference alignment have significantly improved Large Language Models' ability to generate texts that align with human preferences and values. |
| Approach: | They propose a constrained optimization approach to detect and mitigate update regression with focal attention. |
| Outcome: | The proposed approach detects and mitigates update regression with focal attention while maintaining excellent overall performance. |
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| Challenge: | Many natural language processing tasks require long inputs, but processing long documents with a Transformer model is expensive due to quadratic attention complexity and applying feedforward and attention projection layers to every input token. |
| Approach: | They propose a long-input Transformer model that builds on the intuition that some tokens are more important than others and uses conditional computation to devote more computation to important tokens. |
| Outcome: | The proposed model achieves stronger performance than LongT5 with faster training and inference, achieving SOTA on the long-input SCROLLS benchmark. |
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| Challenge: | Parameter-efficient fine-tuning is essential for adapting large language models (LLMs). However, LoRA suffers from slow convergence and some recent LoRA variants, such as PiSSA, rely on Singular Value Decomposition (SVD) for initialization. |
| Approach: | They propose to introduce a small intermediate matrix between the low-rank matrices (A) and (B) and propose NyströmLoRA (NLoRA) which leverages Nyström-based initialization for SLoRA to improve its effectiveness and efficiency. |
| Outcome: | The proposed approach improves on 5 natural language generation tasks and 8 natural language understanding tasks with minimal parameter overhead. |
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| Challenge: | Existing user simulators based on prompting to role-play or SFT focus on imitating textual utterances without considering multi-faceted cognitive processes that underlie human decision-making during interactions. |
| Approach: | They construct a user-simulator dataset that augments 51k human–LLM conversations by reconstructing the user’s inner reasoning during and at the end of each dialogue. |
| Outcome: | The proposed user simulators augment 51k human–LLM conversations by reconstructing the user’s inner reasoning both during and at the end of each dialogue. |
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| Challenge: | Existing structure-aware approaches treat structure as serialized text prompts or auxiliary training objectives, failing to provide explicit guidance during inference. |
| Approach: | They propose a plug-and-play method that enhances Large Language Models with Code Graph information through an external, trainable Bridge module. |
| Outcome: | The proposed method decouples structural reasoning from textual generation without updating the backbone. |
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| Challenge: | Existing methods for few-shot learning are insufficient to capture task variations in natural language domains. |
| Approach: | They propose an adaptive metric learning approach that automatically determines the best weighted combination from a set of metrics obtained from meta-training tasks for a newly seen few-shot task. |
| Outcome: | The proposed method performs favorably against state-of-the-art few shot learning algorithms on real-world sentiment analysis and dialog intent classification datasets. |
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| Challenge: | Guide-Align is a guideline-oriented approach to augment the safety and quality of Large Language Models. |
| Approach: | They propose a guideline-oriented method to augment the safety and quality of large language models. |
| Outcome: | The proposed method outperforms existing methods on three benchmarks and shows significant improvements in security and quality. |